The Financial Industry Regulatory Authority fined broker-dealer Morgan Stanley $1 million over alleged documentation failures ...

A Texas health care organization agreed to pay $14.2 million to settle allegations it filed false claims related to ...

Discover Financial Services added Kelly Welsh as the incoming interim chief legal officer, general counsel and head of corporate and public affairs.

NetApp, the intelligent data infrastructure company, announced the appointment of Pamela Hennard as the new chief diversity and inclusion officer.

FREYR Battery announced that Peter del Vecchio will be joining as interim chief legal officer. NetApp, the intelligent data infrastructure company, announced the appointment of Pamela Hennard as the ...

The World Bank Group announced the appointment of Dennis McLaughlin as chief risk officer and vice president. McLaughlin currently serves as the interim chief risk officer of Fnality Services.

Law firm Browne Jacobson announced the appointment of Oliver Sweeney as its first general counsel. Sweeney joins from the Solicitors Regulation Authority where he was head of legal and enforcement.

Antelope Enterprise Holdings Limited, a provider of electricity through natural gas power generation, announced the appointment of Junjie Dong as the new corporate secretary and chief compliance ...

Crypto trading firm 1inch announced the appointment of Hedi Navazan as the group's new chief compliance officer.

VyStar credit union has agreed to pay a $1.5 million fine and make restitution to customers harmed by its alleged lack of due ...

Law enforcement officials stumbled on TD Bank's role in money laundering while investigating a Mexican drug cartel. They ...

Attend this Compliance Week webinar to synthesize the current "state-of-play" for current and proposed rules for the ethical and responsible use of AI in financial services settings.