Reuters5d
Securities Enforcement
The U.S. Securities and Exchange Commission fined on Tuesday 12 municipal advisors more than $1.3 million to settle ...
Kubient founder Paul Roberts pleads guilty to securities fraud, lied about company's AI tool, prosecutors say
Federal prosecutors said he defrauded investors and auditors by claiming more than $1.3 million in fraudulent revenue.
Shein’s Path to a U.S. IPO Looks Blocked. What That Means for Other China-Founded Companies.
Shein, the online apparel company, reportedly filed late last year to issue stock in the U.S. Legislators have balked amid ...
Traders Magazine5h
Tech Innovation and Regulatory Actions Prompt Buy Side Compliance Overhaul
An explosion of data, communication channels and a series of costly regulatory actions are driving a compliance overhaul by ...
cryptonews45m
Robinhood’s Fierce Rebuttal: SEC’s ‘Dazed and Confused’ Approach to Crypto Exposed
Robinhood's CLO criticizes SEC's crypto regulation approach, revealing a Wells Notice indicating potential enforcement ...
SEC Says Farewell to the Term ‘Crypto Asset Securities’
It's just the evolution where there were way too many scams by crypto folks that lead to the SEC’s aggressive overreach and ...
DXCM Investors Have Opportunity to Lead DexCom, Inc. Securities Fraud Lawsuit with the Schall Law Firm
NDAQ:DXCM) DXCM Investors Have Opportunity to Lead DexCom, Inc. Securities Fraud Lawsuit with the Schall Law Firm ...
HousingWire52m
Fathom is the latest brokerage to settle the commission lawsuits
Fathom will pay a total of $2.95 million and adhere to NAR’s business practice changes as part of the settlement.
eToro to restrict U.S. crypto trading after SEC settlement, pay $1.5 million fine
Israeli trading platform eToro has reached a settlement with the U.S. Securities and Exchange Commission (SEC), under which ...
Coinbase and Goldman Sachs alum launch TrueX, a new crypto exchange built on stablecoins
Founded by former Coinbase head of exchange Vishal Gupta, TrueX will use PayPal's stablecoin as its default settlement ...
GTLB Investors Have Opportunity to Lead GitLab Inc. Securities Fraud Lawsuit with the Schall Law Firm
NDAQ:GTLB) GTLB Investors Have Opportunity to Lead GitLab Inc. Securities Fraud Lawsuit with the Schall Law Firm ...
Cryptopolitan on MSN20h
SEC charges 8 linked to fake crypto platforms NanoBit and CoinW6
The U.S. Securities and Exchange Commission (SEC) has charged five entities and three individuals tied to fraudulent crypto ...