Get Excited! It’s time once again to announce the nominees for our annual NAPA Top Young Retirement Plan Advisors award, a.k.a. “Aces.” It’s ALSO time to show your support for these great candidates.

The Treasury Department and Internal Revenue Service (IRS) issued guidance on Thursday addressing long-term, part-time employees (LTPTE) in 403(b) retirement plans under SECURE 2.0 for plans beginning ...

To qualify for the advisor rate, an individual must be affiliated with a FINRA registered Broker-Dealer or RIA and meet one of the below criteria. Be primarily in a client-facing retirement plan, ...

Despite numerous attempts to quash the suit, the parties in an excessive fee suit say they are close to working out a settlement. The suit – filed in August 2020 by plaintiffs Cristina Tobias, Anthony ...

The independent retail pharmacy giant appears to be one of the first large employers to take advantage of changes under the SECURE 2.0 Act allowing student loan payments to be treated as elective ...

The SEC’s Division of Enforcement Director Gurbir S. Grewal will depart the agency, effective Oct. 11, 2024, according to an Oct. 2 announcement by the commission.

There appears to be a communication issue between advisors and investors when discussing guaranteed income sources.

A new study finds that independent advisors are bullish on the opportunities presented by emerging technologies like artificial intelligence (AI) and the demographic shifts of the Great Wealth ...