LPL Financial, a full-service financial advisory firm based in San Diego, is making a major expansion in Tempe, Ariz., with an added home office that will eventually accommodate 1,000 employees, the ...

The rules also lower the maximum amount of fees exchanges charge some brokers to access protected quotes on their platforms to $0.001 per share for stocks priced at $1 or more. Exchanges can charge ...

A former Greenwich, Conn., advisor who defrauded clients of $2.7 million through a cherry-picking securities scheme was sentenced yesterday to 21 months in prison, followed by three years of ...

A major battle is being waged among money managers over as much as $10 trillion coming to the U.S. market over the next decade from banks, insurers and wealthy retail clients, with firms needing to ...

The bond market has priced in too many Federal Reserve interest-rate cuts, says Daniel Ivascyn, who runs the world’s largest actively managed fixed-income fund at Pacific Investment Management Co.

Janus Henderson, a global asset manager based in London with a significant presence in the United States, has pledged to donate at least $1 million a year for the next three years to the American ...

Donald Trump said that he would revive the state and local tax deduction, a popular tax break for New Yorkers.

U.S. housing starts bounced back in August after tumbling a month earlier, illustrating uneven residential construction as builders weigh inventory levels against brighter demand prospects tied to ...

The new AI ETF pays homage to Jesse Livermore—one of the early 20th century’s most legendary stock traders—with its ticker LIVR. It charges a 0.69% fee, and may invest in a company that Buffett’s ...

One of Ronald Reagan’s many claims to fame was being known as “The Great Communicator.” The 40th president of the United States had the skill of knowing the mood of the nation and speaking directly to ...

Investors are betting on a revival of undervalued stocks once the Federal Reserve starts cutting interest rates. Exchange-traded funds focused on value stocks — those that trade below what they’re ...

The DoubleLine Capital CEO said the Fed will likely cut rates a total of 125 basis points by the end of the year.