The Financial Industry Regulatory Authority fined broker-dealer Morgan Stanley $1 million over alleged documentation failures ...

A Texas health care organization agreed to pay $14.2 million to settle allegations it filed false claims related to ...

Sonida Senior Living, an owner, operator and investor in senior living communities, announced that Tabitha Bailey will be appointed senior vice president and chief legal officer, effective Jan. 1.

The Church Pension Group announced the appointment of Julian Chung as executive vice president, chief legal officer and corporate secretary.

Law enforcement officials stumbled on TD Bank's role in money laundering while investigating a Mexican drug cartel. They ...

Attend this Compliance Week webinar to synthesize the current "state-of-play" for current and proposed rules for the ethical and responsible use of AI in financial services settings.

BambooHR announced the appointment of Jonathan Vaas as the company’s new chief legal officer. Vaas joins BambooHR with over two decades of experience in law and technology, particularly within the ...

VyStar credit union has agreed to pay a $1.5 million fine and make restitution to customers harmed by its alleged lack of due ...

Bitfarms, vertically integrated Bitcoin data center operations firm, announced that it has appointed Rachel Silverstein as US general counsel.

Canada's anti-money laundering regulator fined Toronto-based real estate firm Jones Lang Lasalle $107,827 Canadian dollars ...

With the presidential election this week, one fear has remained on the minds of voters regardless of their political ...

Meta disclosed in a public filing that an investigation by the Consumer Financial Protection Bureau related to financial ...