A complaint was recently filed by 18 state attorneys general and the DeFi Education Fund against the US Securities and Exchange Commission (SEC), alleging that the agency is exceeding its authority by ...

Former SEC attorneys are warning dual-registrant brokerage firms to brace for a crackdown over their recommendation of more expensive brokerage accounts—enforcement they say may rival the regulator’s ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The SEC has charged 11 more individuals in a fraudulent scheme involving the use of squawk boxes to front run institutional trades. The SEC, in a civil injunctive action, alleges that five former A.B.

Dec 3 (Reuters) - Coinbase's CEO and its top lawyer threatened to withhold business from law firms that hire senior U.S. Securities and Exchange Commission attorneys, claiming they harmed the ...

Enforcement defense attorneys are sensing what they interpret to be a welcome shift in the Securities and Exchange Commission's posture toward investigative file access, and that shift involves a ...

The U.S. Supreme Court's ruling last week that the SEC can no longer use administrative law judges to decide disputes will have widespread consequences for all litigants charged with fraud by the SEC, ...

The U.S. Securities and Exchange Commission formally announced the end of an era on Thursday, creating the Cyber and Emerging Technologies Unit to replace the Crypto Asset and Cyber Unit. Laura ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

For a second day, the developer Brian Watson emotionally detailed Wednesday how allegations that he defrauded investors have ...

U.S. Securities and Exchange Commission building in Washington. Justice George Sutherland’s famous remark in Berger v. United States that “while [a prosecutor] may strike hard blows, he is not at ...