JD Supra15h
Federal Judge Vacates SEC’s Dealer Rule Amendments and Gensler Announces Imminent Departure
On Thursday, in two separate decisions, a federal district court in Texas struck down the U.S. Securities and Exchange Commission (SEC) rule ...
US charges tycoon Gautam Adani with defrauding investors, hiding plan to bribe Indian officials
Indian businessman Gautam Adani, one of the world’s richest people, has been indicted in the U.S. on charges he duped ...
Stock Market Today: Dow scores best day since surge after U.S. election day
"There were some warning signs from Target, but if you look at personal income and retail sales, they have been strong all ...
JD Supra1d
SEC Enforcement Actions Against Public Companies and Subsidiaries Drop by 12% in FY 2024; Actions Still Up Nearly 5% Compared to Historical Average
The U.S. Securities and Exchange Commission (SEC) initiated 80 enforcement actions against public companies and subsidiaries in fiscal year ...
Hedge Funds and High-Speed Traders Score Legal Victory Over SEC
A federal court invalidated a Securities and Exchange Commission rule, stopping the agency from expanding its oversight over high-speed trading firms and hedge funds that are among the most ...
CFO10h
As bitcoin surges, SEC’s Gensler and Lizárraga announce departure plans
The Securities and Exchange Commission’s chair, and a commissioner, have both announced their departure plans for the ...
Adani Group companies lose $26 billion in market value after U.S. indictment
Adani Group companies lost $26 billion in market cap on Thursday, after the U.S. alleged that founder and chairman Gautam ...
Sweden’s Klarna Files for U.S. IPO
The payments specialist filed registration documents with the SEC, but said the number of shares and the price range for the ...