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WEBFounded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
Press Releases - SEC.gov
WEBPress Releases. Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. E-mail Updates.
Newsroom - SEC.gov
WEB3 days ago · SEC Charges Broker-Dealer Nationwide Planning and Two Affiliated Investment Advisers with Violating Whistleblower Protection Rule. Sept. 4, 2024.
US appeals court strikes down SEC private equity, hedge fund …
WEBJun 5, 2024 · A U.S. appeals court threw out a Securities and Exchange Commission rule intended to give investors more transparency into private funds, handing a victory to the nearly $27 trillion...
Supreme Court knocks down Wall Street regulator’s in-house courts
WEBJun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow...
Supreme Court probes Securities and Exchange Commission's ... - NBC News
WEBNov 29, 2023 · The Supreme Court on Wednesday will hear a broad legal attack on the Securities and Exchange Commission, giving the conservative majority another chance to curb the power of federal...
US Treasury Market Braces for Overhaul as SEC Adopts New …
WEBDec 13, 2023 · The five-member U.S. Securities and Exchange Commission voted 4-1 on Wednesday to finalize the new rules, proposed over a year ago, marking the most significant overhaul in decades of...
US Supreme Court faults SEC's use of in-house judges in latest …
WEBJun 27, 2024 · The U.S. Supreme Court rejected as unconstitutional the Securities and Exchange Commission's in-house enforcement of laws protecting investors against securities fraud, dealing a blow...
Supreme Court Rejects S.E.C.’s Tribunals, Curbing Regulatory …
WEBJun 27, 2024 · The Supreme Court on Thursday rejected one of the primary ways the Securities and Exchange Commission enforces rules against securities fraud, likely also making it harder for other...
U.S. SEC votes to advance stock market overhaul proposals
WEBNEW YORK, Dec 14 (Reuters) - The U.S. Securities and Exchange Commission on Wednesday voted to propose some of the biggest changes to American equity market structure in nearly two decades,...