SEC charges Merrill Lynch and Harvest for ignoring client …
WEBSep 25, 2024 · They will pay a combined $9.3 million after the Securities and Exchange Commission charged them for exceeding clients' investment limits over a two-year period.
Merrill agrees to pay over $9.5 mln to settle SEC charges over fee ...
WEBApr 3, 2023 · Merrill charged advisory clients about $4.2 million in undisclosed fees known as "production credits" on over 15,000 foreign currency exchanges, the SEC said in a filing.
2024 COMP: Merrill Lynch Sunsets ‘Growth Grid ... - AdvisorHub
WEBOct 24, 2023 · Fresh off a 25-city listening tour, Merrill Lynch’s newly installed co-heads sent a signal on Tuesday that they are listening to their sales force and are rolling back two controversial pay...
Is Sieg’s Departure ‘Beginning of the End’ for Merrill’s Thundering ...
WEBApr 3, 2023 · Merrill Lynch could see many of its advisors move to other firms after Andy Sieg’s departure, says BridgeMark Strategies' CEO.
Capital Market Outlook: Weekly Market Insights From the CIO - Merrill Lynch
WEBThis timely commentary from Merrill's Chief Investment Office can help you navigate markets and take advantage of emerging investment trends.
Merrill adds new clients by tapping Bank of America customers
WEBJan 12, 2024 · Merrill Lynch Wealth Management acquired a record number of new clients last year, thanks in large part to signing up customers from other parts of its parent, Bank of America.
Merrill Lynch fined by SEC over limits - MSN
WEBThe U.S. Securities and Exchange Commission (SEC) charged Harvest Volatility Management and Merrill Lynch on Wednesday for exceeding clients’ predesignated investment limits over two years. The ...
Latest Market Updates, Economic Insights, & Policy Changes - Merrill Lynch
WEBFind breaking updates on the economy, markets, policy changes and geopolitical events along with insights from Merrill's Chief Investment Office (CIO).
Despite revenue dip, Merrill Lynch growth contributes to strong …
WEBJul 18, 2023 · Merrill Lynch client balances grow 8.4% year-over-year to surpass $3 trillion in the second quarter. JUL 18, 2023. By Ryan W. Neal. Although revenue was down, growth at Merrill Lynch...
Merrill Lynch agrees to pay nearly $20 million to settle class
WEBNEW YORK (AP) — Merrill Lynch has agreed to pay nearly $20 million to settle a class-action lawsuit that accuses the Wall Street brokerage giant of racially discriminating …